- S&P Global (New York, NY)
- …and provide first-class service. **Responsibilities and Impact:** The Strategic Product Specialist is the key product person covering Securities Finance ... (EAP) team is composed of subject matter experts in Securities Lending, equities and fixed income, ETF's and index...experience. Our team collaborates closely with our Product, Sales, Operations , and Business Development teams to ensure we exceed… more
- TD Bank (New York, NY)
- …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Citigroup (New York, NY)
- …+ Stay abreast of all CPB products, services, and processes. + Deliver wealth management services to CPB Latam clients with guidance from the Banker teams ... new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB...telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to… more
- Scotiabank (New York, NY)
- …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look to grow and support… more
- Capital One (New York, NY)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... of experience in one or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience with data analytics tools and… more