• Entry Level Securities Operations…

    M&T Bank (Amherst, NY)
    …mailboxes and structured workflows. + You're curious and willing to learn securities operations and settlement mechanics. **Education and Experience Required:** ... **Overview:** Join a high performing operations team that powers our Wealth ...In this role, you'll execute a high volume of securities transactions and related account activities with precision and… more
    M&T Bank (01/08/26)
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  • Compliance Officer - Wealth Management…

    KeyBank (Amherst, NY)
    … securities /investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... Individuals in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory… more
    KeyBank (12/09/25)
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  • Trade Operations Senior Support…

    TD Bank (White Plains, NY)
    …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
    TD Bank (01/03/26)
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  • Counsel

    Wellington (New York, NY)
    …coverage for client-facing distribution activities, focusing largely on the US wealth channel and related strategic initiatives. The successful candidate will join ... a specialist legal team that collaborates closely with our business...or her asset management experience in the rapidly developing wealth space. Key responsibilities will include: + Advising on… more
    Wellington (12/18/25)
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  • Director, Leveraged Credit Sales, Sales / US Ficc…

    Scotiabank (New York, NY)
    …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look to grow and support… more
    Scotiabank (01/09/26)
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  • Principal Auditor (Experienced Senior Auditor)…

    Capital One (New York, NY)
    …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... of experience in one or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience with data analytics tools and… more
    Capital One (11/04/25)
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