- TD Bank (Melville, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- S&P Global (New York, NY)
- …and provide first-class service. **Responsibilities and Impact:** The Strategic Product Specialist is the key product person covering Securities Finance ... (EAP) team is composed of subject matter experts in Securities Lending, equities and fixed income, ETF's and index...experience. Our team collaborates closely with our Product, Sales, Operations , and Business Development teams to ensure we exceed… more
- Citigroup (New York, NY)
- …+ Stay abreast of all CPB products, services, and processes. + Deliver wealth management services to CPB Latam clients with guidance from the Banker teams ... new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB...telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to… more
- Scotiabank (New York, NY)
- …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look to grow and support… more
- Capital One (New York, NY)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... of experience in one or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience with data analytics tools and… more