- Cherry Bekaert (Charlotte, NC)
- …Associate (Financial/Operations)** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- Comerica (Costa Mesa, CA)
- …amendments. Adheres to Risk Management policies and guidelines, ie regulatory compliance , portfolio and credit quality, and portfolio management. Assists with ... monitoring existing loans to ensure compliance with terms of loan agreement and recommends corrective...program + 3 years of commercial underwriting, credit and/or lending experience Salary Range For candidates hired in the… more
- Banc of California (Carlsbad, CA)
- …management skills. + Basic knowledge of related state and federal banking compliance regulations, and other Bank lending policies governing lending ... BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of… more
- TD Bank (Greenville, SC)
- … Lending Advisors (WLA) support the lending activities of Wealth Banking .** **In this position, the Compliance Specialist will be supporting the Wealth ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Wells Fargo (New York, NY)
- … (CIB) Compliance team and requires deep expertise in broker-dealer regulations and lending compliance . **In this role, you will:** + Serve as a subject ... advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed lending , securitization and syndication. The… more
- Celtic Bank (Salt Lake City, UT)
- …Regulatory Compliance Analyst - Testing assists management in ensuring regulatory compliance at our Strategic Lending Partnerships ("SLP") and the Bank. As ... YOU'LL NEED TO DO IT + Bachelor's degree with Compliance or Banking experience desired; or if...regulations, including UDAAP, TILA/CARD ACT/Regulation Z, ECOA and fair lending regulations, FCRA/FACTA, Privacy, Military lending , commercial… more
- Citizens (Westwood, MA)
- …for the end-to-end execution of marketing activities in support of Student Lending products and Student Banking initiatives. Primary marketing channels for ... lending ads for the College Raptor site. Student Banking - Executional Support + Develop and maintain an...providing feedback on web pages and submitting them for compliance reviews. + Support the student lending … more
- Scotiabank (Houston, TX)
- …which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital Markets (DCM), Global Loan ... **What You'll Bring** + A minimum of 6 years of Corporate & Investment Banking , Capital Market and/or Research Compliance , Legal or Internal Controls experience.… more
- SMBC (Jersey City, NJ)
- …NFA) and related products and services. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Banc of California (Santa Ana, CA)
- …reporting (ICOFR). + Knowledge of the 2013 COSO Framework. + Knowledge of banking operations, including lending and deposit operations. + Working knowledge of ... BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of… more