• Compliance Senior Officer Volcker…

    Citigroup (Jersey City, NJ)
    …responsible for performing assessments of Citi's compliance risks; performing independent testing activities ( testing and monitoring ) within the global ... role, you're expected to:** + Developing, implementing, and executing compliance testing , continuous testing , and... reviews and issue validation activities for the Volcker, Swap Dealer, Counterparty Trading & Risk CIA program in… more
    Citigroup (08/19/25)
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  • Compliance Risk Assessment

    SMBC (Jersey City, NJ)
    …Description** The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent ... risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in...respect to documenting key controls as well as driving monitoring and testing plans. **Qualifications and Skills**… more
    SMBC (07/12/25)
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  • Regulatory Reporting Lead Analyst, VP - Hybrid

    Citigroup (Getzville, NY)
    …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... for overseeing engagement with internal and external stakeholders, including regulators, testing teams, and internal audit, with respect to Citi's global … more
    Citigroup (06/03/25)
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  • Lead Compliance Officer - Corporate…

    Wells Fargo (Charlotte, NC)
    …(https://https/www.wellsfargojobs.com/) . **In this role, you will:** + Provide oversight and monitoring of business group risk based compliance programs + ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) ...operational risk monitoring requirements of the Independent Monitoring , Testing , and Validation Policy, Operational Risk… more
    Wells Fargo (08/15/25)
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  • Internal Audit - Equities

    Mizuho Corporate Bank (New York, NY)
    …electronic and program trading, equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker ... rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory… more
    Mizuho Corporate Bank (06/18/25)
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  • Staff Automation Development Engineer

    Generac Power Systems (Waukesha, WI)
    …to find root cause of issues. + Expand in-house tool for ongoing reliability testing operation to track periodic sample swap outs. + Develop a simplified ... to help automate next-generation renewable energy products and IoT device reliability testing . In this role, you will be responsible for designing, developing, and… more
    Generac Power Systems (07/30/25)
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  • Manager - Treasury - Global Exposure Management

    American Express (NY)
    …identifying, monitoring and managing market risk exposures, and ensuring compliance with the company's market risk management strategies and risk tolerance ... risk management strategies, recommending investments and hedging activities and ensuring compliance with our risk management policies. The team also participates in… more
    American Express (08/08/25)
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