• Sr. Compliance Officer - Monitoring & Testing…

    TD Bank (New York, NY)
    …interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ... organization and to work collaboratively on teams of varying size. + A relationship builder with the ability to establish, develop and maintain effective working… more
    TD Bank (11/22/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to… more
    SMBC (10/29/25)
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