• Senior Analyst, Audit - Capital Markets

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... effectiveness for managing risks in trading activities. Assess the trading and sales practices controls within Front Office units and overall trading management… more
    Scotiabank (08/02/25)
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  • Wealth Management, Senior Alternative Investment…

    JPMorgan Chase (Los Angeles, CA)
    …division offers investment management across all major asset classes including equities, fixed income , alternatives, multi-asset and money market funds. For ... private credit and real estate + Proven experience in investment management sales ; experience within a capital markets environment preferred. + The ability to… more
    JPMorgan Chase (08/02/25)
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  • Aladdin Client Engagement, Relationship Manager,…

    BlackRock (Wilmington, DE)
    …investment lifecycle and their workflows isstrongly preferred + Working understandingofequity, fixed income and derivative markets and their operational ... Our diverse private markets client base is made up of external institutional asset managers, pensions, insurance companies, general partners, asset servicers and… more
    BlackRock (07/30/25)
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  • Senior Manager, Collateral Operations

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... reliable and timely responses confidently to direct inquiries from customers, traders/ sales personnel & management. + Ability to effectively delegate, team build… more
    Scotiabank (07/30/25)
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  • Senior Manager, US Information Security & Control

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day… more
    Scotiabank (07/28/25)
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  • SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Research, Institutional Equity Sales & Trading, Affordable Housing Investments, Fixed Income Sales & Trading, and Public Finance Underwriting. + ... Manage and develop the Capital Markets Compliance team, providing leadership, mentorship, and strategic oversight. + Identify, assess, and mitigate regulatory risks associated with Capital Markets activities, ensuring adherence to SEC, FINRA, FRB Bank Holding… more
    Raymond James Financial, Inc. (07/26/25)
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  • Director, Investment Banking, Financial Sponsors…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day… more
    Scotiabank (07/24/25)
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  • Associate Director, Infrastructure, Structuring…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... accordance with Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day… more
    Scotiabank (07/24/25)
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  • Senior Manager, Swap Dealer and Derivatives…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support functions. + Champion a customer-focused culture… more
    Scotiabank (07/24/25)
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  • Senior Manager, CIB & Research Compliance Officer

    Scotiabank (Houston, TX)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... conflicts of interest, cross border, registrations, gifts & entertainment, research, sales /marketing and supervision. + Creation, maintenance, and delivery of live… more
    Scotiabank (07/23/25)
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