- TD Bank (Mount Laurel, NJ)
- …a member of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure ongoing compliance with the Investment Company Act of ... 1940, FINRA, SEC rules, and other applicable state and federal securities...including on-site exam coordination, document production and maintenance and reporting of related management information.** + **Understand and manage… more
- M&T Bank (Buffalo, NY)
- …reconciliations and reports for the Corporation, which could include bank regulatory reports, SEC reporting , reports to shareholders and the Board of Directors, ... Buffalo, NY** **Overview:** Assist/participate in the documentation and/or analysis of financial /accounting or tax information and the preparation of financial ,… more
- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch ... and other counterparty activities + Contribute to the creation of customized reporting used to present information to management + Support implementation of… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …preferred. + Knowledge of Federal Energy Regulatory Commission (FERC) accounting and reporting requirements, and Securities and Exchange Commission ( SEC ) ... filled at one of two job grade levels: Accounting Analyst III, job grade 8 or Senior Accounting ...in agreement with general ledger control accounts. + Prepare financial reports required by various regulatory authorities, and assist… more
- Jackson National Life Insurance Company (Lansing, MI)
- …login to Workday and apply through Jobs Hub._** **Job Purpose** **The Compliance Analyst is responsible for the monitoring of policies and procedures to ensure the ... initiatives, and providing support for Jackson's Compliance Program. The Compliance Analyst will complete assigned tasks and participate in various projects as… more
- Bowman (Reston, VA)
- …SEC regulations. + Assist in audit preparation and support quarterly and year-end financial reporting needs. **Do the Work** + Equity & Variable Compensation ... has an opportunity for a Stock & Variable Pay Analyst to join our team in Reston, VA. At...teams with Section 16 filings, insider trading windows, and SEC reporting tasks. + Help ensure SOX… more
- Truist (Lumberton, NC)
- …and accurate reporting for weekly, monthly and quarterly Regulatory and SEC Reporting . + Execute general ledger accounting requirements, including month-end ... play a critical role in supporting the strategic and financial objectives of Truist Financial Corporation. Provide...reporting for weekly, monthly and quarterly Regulatory and SEC Reporting . + Execute general ledger accounting… more
- TD Bank (Greenville, SC)
- …the Office of Currency Comptroller (OCC), Securities and Exchange Commission ( SEC ) and Financial Industry Regulatory Authority** **(FINRA)** **Customer ... findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Analyst to join our Fund Accounting team. In this role, you'll be responsible for performing day-to-day fund accounting ... activities for a group of assigned funds including calculating and reporting the daily NAV, verifying trades and transactions, reconciling cash and position… more
- Kohl's (Menomonee Falls, WI)
- …tax implications of business decisions and industry trends + Partner with Financial Reporting to ensure timely and accurate SEC reporting and related ... About the Role As Senior Income Tax Analyst , you will prepare and review Kohl's federal,...ensure timely and accurate income tax accounting to support SEC reporting . What You'll Do + Ensure… more
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