- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. ... credible challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account & Data Management. **In this role, you ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted,… more
- Wells Fargo (Salt Lake City, UT)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... this role:** Wells Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team to lead and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- PNC (Philadelphia, PA)
- …opportunity to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you ... Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior , you will support investment advisory...and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success… more
- TD Bank (White Plains, NY)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic ... key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * ... Authority (FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate/Money Market/Brokered CD ... Office Group as part of Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and...career areas and lines of business at wellsfargojobs.com. The Senior Capital Markets Middle Office Specialist will… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... system software and hardware security controls, access controls, computer operations , physical and environmental controls, and backup and recovery procedures.… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is ... for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD … more
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