- Wells Fargo (Irvine, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment.... **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such… more
- Ankura (Dallas, TX)
- … examinations. Once a company is licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance with a myriad of state ... rules and regulations. Our compliance professionals can support all regulatory reporting...and licensing requirements and will keep clients abreast of regulatory changes. We are seeking a Senior … more
- RELX INC (Horsham, PA)
- …operating efficiency and business growth. + Act as a trusted coach and advisor to senior executives, supporting leadership effectiveness and team performance. ... America, Europe, and Asia. Serving as the primary HR advisor to the President of LNIP and his leadership...Effectively leads and partners across diverse cultures, geographies, and regulatory environments. + Coaching & Influencing Senior … more
- Otsuka America Pharmaceutical Inc. (Waltham, MA)
- …regulatory , and commercial functions. As an industry-leading expert and trusted advisor to senior leadership, this leader directs complex, cross-functional ... and thought leader in areas of strategic importance to Otsuka; act as a trusted advisor to senior leadership on early development strategy in the CNS space. +… more
- Athene (West Des Moines, IA)
- …securities laws relating to annuity and registered financial products. + Experience with regulatory compliance under the Securities Act of 1933 and related SEC ... ongoing administration. The successful candidate will serve as a trusted advisor across the organization-translating complex regulatory requirements into… more
- The Estee Lauder Companies (New York, NY)
- … filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, board-related expenditures ... records, documents, filings *Establish effective processes and systems to support compliance with legal and regulatory requirements *Prepare and oversee… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... but centrally managed teams + Create a more consistent advisor and client experience + Deliver best-in-class product and...this role:** Wells Fargo is seeking a **Wealth Banking Senior Manager** to support the Northeast region. This leader… more
- Gilead Sciences, Inc. (Foster City, CA)
- …& milestones are tracked. Provides guidance on prioritization when necessary. + Act as Senior QA advisor to in-country & cluster (group of countries) QA leads ... Canada & LATAM markets to ensure GMP & GDP compliance for Gilead products. This role will be directly... across the US, Canada & LATAM regions. The Senior Director, Quality Assurance - Distribution will sit on… more
- Deloitte (Philadelphia, PA)
- …organization, leverage emerging technology, impacting trading strategy, operational efficiency, regulatory compliance , performance, and market reputation. Join ... Senior Consultant - Capital Markets Operations and Technology...using, implementing, or supporting systems for trading, settlements, recordkeeping, compliance monitoring, regulatory reporting, risk or case… more
- Wells Fargo (Jacksonville, FL)
- …data‑driven insights that influence key financial decision makers. + Serve as a senior advisor to executive leadership in the structuring, modification, and ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
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