- State of Arkansas (Little Rock, AR)
- …County: Pulaski Posting End Date: 08/05/2025 Anticipated Starting Salary: $58,700 Arkansas Securities Department: Corporate Finance Division The mission of the ... broker-dealers, and investment advisers in an attempt to ensure compliance with securities laws and regulations. This role involves supporting senior examiners… more
- State of Montana (Helena, MT)
- The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an *Attorney 2*in our Legal Bureau. *Why Work with Us?* The CSI ... and certifications. To learn more about the CSI, the division , benefits, and this position, please continue to read...all Montanans by regulating two of the state's largest industries- securities and insurance. We strive to foster a thriving… more
- State of Montana (Helena, MT)
- …AI-generated content may be incorrect.] The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an *Attorney 1*in our ... and certifications. To learn more about the CSI, the division , benefits, and this position, please continue to read...all Montanans by regulating two of the state's largest industries- securities and insurance. We strive to foster a thriving… more
- Packing Corp of America (Lake Forest, IL)
- …management and administration of the Legal department. Principle Accountabilities: + The Securities lawyer ensures compliance with the Securities Exchange ... entire corporation. + Provides legal services to an operating division or staff group or within a specialized area...securities law, focusing on public company reporting and compliance + Strong verbal and written communications with the… more
- Truist (Wilson, NC)
- …Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will also ... time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Assist in the creation of… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing division . ... planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex operational tasks… more
- Citigroup (Tampa, FL)
- …we deliver products and solutions. We are part of the Investment Banking Division [internally known as Institutional Client Groups / ICG] supporting the Capital ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions, while also playing an integral role in thought-leadership… more
- Truist (New York, NY)
- …and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and ... risk and regulatory knowledge with an emphasis on Non-Financial Risks. ( Compliance , Operational, Reputational, Strategic Risks) + Knowledgeable of Credit, Market and… more
- State of Colorado (CO)
- …Investigator (Criminal Investigator IV) - Division of Gaming Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5010422) Apply Financial ... Investigator (Criminal Investigator IV) - Division of Gaming Salary $84,936.00 - $93,648.00 Annually Location Statewide, CO Job Type Full Time Job Number… more
- MUFG (Tempe, AZ)
- …actions are appropriate, effective and timely and recommend corrective actions to Division Risk Manager. - Assist in coordinating requests and responses during ... functions including Basel III, BSA AML, LCR, and Volcker compliance requirements is a plus - Bachelor's degree The...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
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