- nrg (Princeton, NJ)
- …to join our team and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly to NRG's VP, Deputy General ... & Corporate Secretary. The responsibilities will include all corporate and securities matters for a publicly traded company, including ensuring compliance with… more
- Fidelity TalentSource LLC (Covington, KY)
- …finishing your schooling or thinking about changing careers, Fidelity s Securities Industry Essentials\u00AE (SIE\u00AE) Scholar program provides you the opportunity ... the study materials and exam fee for you to sit for the Securities Industry Essentials\u00AE Exam.You will experience opportunities for engagement at various key… more
- Fidelity TalentSource LLC (Atlanta, GA)
- …finishing your schooling or thinking about changing careers, Fidelity s Securities Industry Essentials\u00AE (SIE\u00AE) Scholar program provides you the opportunity ... for the study materials and exam fee for you to sit for the Securities Industry Essentials\u00AE Exam.You will participate in a nationwide network of peers that will… more
- Fidelity TalentSource LLC (Boston, MA)
- …of cross-enterprise coordination related to our brokerage cash, margin, and securities finance products. The mission of the Interest Center of Excellence ... across balance sheet and treasury management, broker-dealer regulatory requirements, securities finance products, lending products, cash management products, client… more
- Pride Global (Columbus, OH)
- …global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. Job title: The Service ... Desk Analyst Location: Columbus, OH Duration: 6 months Pay rate: $21.00/hour more
- Rose International (Columbus, OH)
- …and other operating units. Includes understanding topics that require insurance or securities license and registration and understands when and how to route those ... inquiries to the properly registered representative. Benefits: For information and details on employment benefits offered with this position, please visit here. Should you have any questions/concerns, please contact our HR Department via our secure website.… more
- Rose International (Columbus, OH)
- …and other operating units. Includes understanding topics that require insurance or securities license and registration and understands when and how to route those ... inquiries to the properly registered representative. Benefits: For information and details on employment benefits offered with this position, please visit here. Should you have any questions/concerns, please contact our HR Department via our secure website.… more
- Fidelity TalentSource LLC (Boston, MA)
- …equities and fixed income sales and tradingYour comprehensive understanding of securities markets, the brokerage business and applicable securities rules ... and accurate written communications to industry regulators.Sharing knowledge of securities markets and associated regulationsConducting detailed research and collaborate… more
- Dexian - DISYS (Irving, TX)
- …(In office for the first 30 days then 5 days in 5 days out)Intake notes: Securities license positionMust have series 7 certification that is active and up to date ... related complaintsThis is a production roleMust have at least 1 year of securities experienceThis is a client facing role, writing letters and having phone… more
- Amerant Bank (Coral Gables, FL)
- …their pre-established SLA times within a quality-controlled process environment. Process securities transfer in a timely manner following industry best practices. ... can include but are not limited to incoming/outgoing ACAT, delivery/receive of securities free of payment which include DTC, Government, Mutual Fund, International… more
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