- TD Bank (New York, NY)
- …Strategy & Surveillance, you will represent the Global Head of Electronic trading with the accountability to enable smooth day-to-day business operations as well ... As an extension of the Global Head of Electronic trading , you will act as a singular point of...any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross-business consistency and efficiency of… more
- MUFG (New York, NY)
- …The Candidate will act as Global Markets Front Office Sales and Trading Project Manager responsible for specific deliverables within global/regional/Line of ... in Front Office Business Management, Change, Project Management or Consulting roles + Works in multiple problem spaces and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (Getzville, NY)
- …+ Demonstrated knowledge in area of focus + A general understanding of securities trading and corresponding regulations with proven ability to prioritize and ... Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight… more
- Citigroup (Tampa, FL)
- …or department in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Determine and implement the strategic… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...are looking to hire a new Front Office Business Manager . Successful hire will: + Support and oversee Front… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Relations Group **Requisition ID:** 219600 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- The Brattle Group (Washington, DC)
- …tracing analysis, flow of funds, and review of financial statements. + ** Securities Regulation:** Examining firm trading activities and earnings to assess ... out of our Washington, DC office. **ABOUT THE BRATTLE GROUP AND ECONOMIC CONSULTING ** The Brattle Group is a leading global economic and litigation consulting… more
- BMO Financial Group (Chicago, IL)
- …it relates to potential conflicts of interest, safeguarding of customer information, trading in securities , anti-money laundering, privacy and disclosure of ... direction of the Managing Director, US Tax Planning and Advisory, the Senior Manager , US Tax Advisory provides US tax advisory guidance for projects and initiatives… more
- JPMorgan Chase (New York, NY)
- …CAO is responsible for accelerating the Analytics agenda globally across Markets Trading , Sales & Research, Payments, Securities Services, and Global ... Alteryx + Relevant experience in Data & Analytics topics in consulting , client engagement, or project execution **Preferred qualifications, capabilities, and… more
- Citigroup (Charlotte, NC)
- …portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives. CTI is responsible for managing central liquidity and ... investment portfolio, executing multiple hedge programs, providing US dollar financing to other trading desk, and management of the USD interest rate risk in banking… more
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