- TD Bank (New York, NY)
- …MD, Business Management, Strategy & Surveillance, you will represent the Global Head of Electronic trading with the accountability to enable smooth day-to-day ... business operations as well as partner in supporting the execution...of business strategy. As an extension of the Global Head of Electronic trading, you will act as a… more
- TD Bank (New York, NY)
- …and execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing Leads to ensure ... + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Citigroup (Jersey City, NJ)
- **Role: Global Head of Investor Services Technology** The Global Head of Investor Services Technology is part of the Services Technology Senior Management Team ... Custody, Fund Services and Execution Services businesses. The Investor Services Technology Head will be responsible for a cash budget of approximately $360 million… more
- Citigroup (New York, NY)
- **Job description summary:** We are hiring for the role of ' Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. This role ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients… more
- NatWest Markets (Stamford, CT)
- …duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ ** Head of Regulatory Relations, ... Head of Regulatory Relations, Corporate Governance, and Registrations...interacting with external regulators. A robust understanding of US securities regulations is alsorequired, along with foundational knowledge and… more
- SitusAMC (New York, NY)
- …and clients, and by geography. Their businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global ... are supported by our service company which provides technology, operations , and functional services across the Group. **About Global...The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility… more
- MUFG (New York, NY)
- …and implementing the overall AML/BSA programs across MUBK US offices, MUFG's Combined US Operations ("CUSO") and the Americas region. The Head of FCOA is the ... recruitment team will provide more details. The Managing Director, Head of Financial Crimes Office for the Americas ("FCOA")...board designated BSA Officer of MUBK's US operations . The role oversees a team of professionals covering… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...and progress together. **Overview of the Role** : The Head of Digital Acquisitions will be responsible for identifying… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
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