- TD Bank (New York, NY)
- …team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... assist in the management of the firms compliance program supporting all corporate investment banking...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in...primarily focus on the management of the firms compliance program supporting all corporate investment banking… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... as appropriate to senior leadership. + Partner effectively with investment advisory staff along with internal departments...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance +… more
- Cherry Bekaert (Montpelier, VT)
- …Reduction Act application-based incentives **What does your day look like?** As a ** Manager ** in this **Strategic Tax Advisory Practice** , you will help ... **Description** **Tax Credits & Incentive Advisory ("TCIA")** , within Cherry Bekaert's Strategic Tax...Tax Consulting 1. Section 179D 2. Section 45L 3. Investment Tax Credit and Production Tax Credits 4. Inflation… more
- Charles Schwab (Austin, TX)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will establish strategies and design plans to ensure that asset and service… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... must have compliance advisory experience in the Global Transaction...highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... must have compliance advisory experience with background in OTC...highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You… more
- JPMorgan Chase (New York, NY)
- …As a Business Manager Senior Associate within the Mergers & Acquisitions Advisory team, you will act as a trusted partner and advisor, developing business ... Collaborate with US and global support areas, including Product Controllers, Compliance , Legal, Tax, Audit, Events, Marketing, Expense Management, Risk, Conflicts,… more
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