- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $175,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to corporate,… more
- Citizens (Boston, MA)
- …is looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management Division of the ... Citizens Consumer Bank. The Associate General Counsel will report to the...including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment … more
- Vanguard (Malvern, PA)
- … investment firm. + Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody (legal documentation and global ... matters related to Vanguard's Derivatives and Global Equities trading and investment activity. Responsibilities: + Draft & negotiate various legal documents for… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its ... business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- M&T Bank (Florham Park, NJ)
- …and securities services) and wealth management (including private banking, investment advisory, and trust services). Ensure legal coverage aligns with business ... week at the M&T Bank office.** **Overview:** Provide legal counsel and advice on a wide range of complex...advice on federal and state regulatory compliance, including: + Investment Company Act of 1940 + Investment … more
- The Hartford (Wayne, PA)
- … management attorney addressing matters arising under the Investment Company Act, Investment Advisers Act, and other US federal securities laws applicable to ... Counsel - 87LA4E We're determined to make a...companies also is preferred. + Experience serving as an associate attorney within a law firm's investment … more
- Citigroup (New York, NY)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $150,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for providing… more
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