- Citigroup (Tampa, FL)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... - Communicate effectively to team and to senior management **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Tampa, FL)
- …duties may be assigned as required.** **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some… more
- Citigroup (Getzville, NY)
- …job-related duties may be assigned as required. **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... The Securities & Derivatives Sr Manager is...cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations … more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range of financial advisory… more
- TD Bank (New York, NY)
- …compliance with various covenants and requirements + Supports and follows with TD Securities Operations for onboarding and funding confirmations + Manages the ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,000 USD TD is...is in the Corporate and Investment Banking (CIB) Credit group . The Senior Analyst is responsible for managing and… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...dealer's liquidity, funding and non-trading market risk. Within the group , US TDS Treasury team is responsible for funding… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk ... Collaborate with other internal areas including Legal, Business Management, Operations , Technology, Finance, other Control Functions, and In-Business Risk to… more
- TD Bank (New York, NY)
- …key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team sits in Core Compliance and covers the TDS ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a...at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group… more
- TD Bank (New York, NY)
- …member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team covers the TDS US businesses and certain ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
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