- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist to join the Annuity Operations Team within Wealth & Investment Management. ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Truist (Wilson, NC)
- …review the following job description:** This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This ... of subject matter expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay current on trends, new asset types,… more
- M&T Bank (Burlington, VT)
- …mailboxes and structured workflows. + You're curious and willing to learn securities operations and settlement mechanics. **Education and Experience Required:** ... **Overview:** Join a high performing operations team that powers our Wealth & Institutional...In this role, you'll execute a high volume of securities transactions and related account activities with precision and… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist /Client Reporting Analyst to join our Client Reporting team. This role is ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Guardian Life (New York, NY)
- The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment products. ... The role supports end‑to‑end operations from onboarding through transactions, reconciliation, and servicing requests....users. + Establish efficient workflow processes between Park Avenue Securities and fund administrators. **You have** + 2+ years… more
- TD Bank (Exton, PA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...work experience + Must have the ability to obtain securities and insurance licenses Benefits: + Health/Dental/Vision Insurance, Paid… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Funding Operations team as a part of Corporate ... Investment Banking Operations . Learn more about the career areas and business...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Fifth Third Bank, NA (Cleveland, OH)
- …Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). Responsible ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
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