- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... we offer under Investment Banking. Our Investment Banking professionals provide corporate and institutional clients with capital markets and banking advice and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Approval to Transact team as part of Corporate ... Operations group. Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to support its Client Service functions. The Client Services… more
- City National Bank (Newark, DE)
- *INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within the Shared Services centralized Client Data & ... Account Maintenance team as a part of Corporate Investment Banking Operations . Learn more about...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in ** Corporate ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
- US Bank (Milwaukee, WI)
- …from Day One. **Job Description** The Memo Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... Wealth, Corporate , Commercial, and Institutional Banking (WCIB) client accounts and...by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist to join the Corporate Market Risk Group ("CMRG") team within Market and Counterparty ... associated with Structured Products Trading desks, including Residential Mortgage-Backed Securities (RMBS), Consumer and Commercial Asset-Backed Securities … more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Travel + Leisure Co. (Orlando, FL)
- …inspiration into exceptional experiences for millions of travelers worldwide. The **Legal Specialist - Subsidiary Governance** is responsible for assisting in all ... corporate record-keeping functions for all subsidiaries of a dynamic...Shine:** + Subsidiary Governance - Assist in the day-to-day operations of over 290 subsidiaries, including planning, coordinating, and… more
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