- Raymond James Financial, Inc. (Memphis, TN)
- …Under general supervision, uses intermediate level knowledge and skills in securities trading /sales obtained through experience and/or training to assist ... industry practices and procedures. + Concepts, principles and practices of securities trading /sales. + Procedures for processing trades. **Skill in** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and responsibilities as assigned. **Skills** + Concepts, practices, and procedures of securities trading . + Basic investment concepts, practices, and procedures ... at our Saint Petersburg, FL corporate office._ As a Trading Support Associate III, you will apply advanced knowledge...used in the securities industry. + Accounting principles and procedures. + Mathematical… more
- TD Bank (New York, NY)
- …Description:** The Analyst/Associate - TBM is responsible for helping TD Securities trading businesses achieve best-in-class strategies, operating processes, ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is...controls and infrastructure. This position supports the trading /sales managers and business heads at the Dealer, providing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance, securities industry trading , and operations. + Knowledge of products, including ... You will be a member of the AMS Freedom Trading team. As the Portfolio Reviewer I, you will...Experience** General Experience - 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... You will be a member of the AMS Freedom Trading team. As the Portfolio Reviewer I, you will...Experience** General Experience - 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... days a week at our Memphis, TN corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer I role uses knowledge and skills obtained through work… more
- Raymond James Financial, Inc. (Memphis, TN)
- …their implementation. + Investment concepts, practices, and procedures used in the securities industry. + Market trading practices of products, including ... TN, corporate office._ Provides direction, leadership, and support for AMS UMA Trading Operations. Implements business plans and ensures policies and procedures are… more
- Robert Half Finance & Accounting (Chicago, IL)
- …the SEC, FINRA and CME, ensuring the brokerage firm adheres to all securities trading regulations. Primary Responsibilities will include: + Data Collection and ... experience, ideally in broker-dealer regulatory reporting + Deep understanding of securities markets, trading mechanisms, and relevant financial instruments. +… more
- TD Bank (New York, NY)
- …Strategy & Surveillance, you will represent the Global Head of Electronic trading with the accountability to enable smooth day-to-day business operations as well ... As an extension of the Global Head of Electronic trading , you will act as a singular point of...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Fifth Third Bank, NA (Chapel Hill, NC)
- …industry. + Working knowledge of trade-related activities on stock exchanges and electronic trading systems. + Comprehensive knowledge of securities , trading ... manage and direct, within Franklin Street Partners, all aspects of Equity Trading including execution, Risk Management and Reporting, Compliance and Controls Rules.… more