- Guardian Life (Bethlehem, PA)
- We are looking for a professional to join our fast-paced trading desk that supports a retail broker/dealer and RIA. This role is responsible for the full lifecycle ... and from PAS Registered Representatives and clients. The role also provides trading support for our proprietary managed account products. A strong understanding of… more
- TD Bank (New York, NY)
- …Sales & Trading is responsible for serving as support for the US Rates Trading Division of TD Securities (USA) LLC. This position will support the US Rates ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is...improve work flow efficiencies + Reads and understands the Trading Supervision Standard + Demonstrates governance, control and risk… more
- Raymond James Financial, Inc. (New York, NY)
- …Under general supervision, uses intermediate level knowledge and skills in securities trading /sales obtained through experience and/or training to assist ... industry practices and procedures. + Concepts, principles and practices of securities trading /sales. + Procedures for processing trades. **Skill in** +… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and responsibilities as assigned. **Skills:** + Concepts, practices, and procedures of securities trading . + Basic investment concepts, practices, and procedures ... offices in Memphis, TN._ As an Asset Management Senior Trading Assistant, you will apply advanced knowledge and skills...used in the securities industry. + Accounting principles and procedures. + Mathematical… more
- Broadridge Financial Solutions (Newark, NJ)
- …used for team learning and collaboration meetings. Job Responsibilities: + Assess current securities trading practices, currently converted to CAD. + Conduct a ... master settings, journals. + Help Aviso test end-to-end workflow for foreign securities trading , FX pricing and FX management in pre-prod environment, rinse and… more
- PennyMac (Westlake Village, CA)
- …or equivalent work experience* 3 + years work experience in whole loan mortgage trading or mortgage backed securities trading experience* Critical thinking ... journey. A Typical Day The AVP of Whole Loan Trading will play a crucial role in managing and...crucial role in managing and expanding our whole loan trading activities. This position requires a strong understanding of… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance, securities industry trading , and operations. + Financial markets, investment ... our Memphis, TN, corporate office._ As part of the AMS Trading team, the Asset Management Trading Specialist role uses knowledge and skills obtained through work… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Financial markets and investment ... Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer II role uses knowledge and skills obtained through… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... You will be a member of the AMS Freedom Trading team. As the Asset Management Trading ...Experience** General Experience - 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Asset Management Trading Associate role uses knowledge and skills obtained through work… more
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