- Medtronic (Minneapolis, MN)
- …has responsibility for supporting the Vice President, Chief Corporate and Securities Counsel by overseeing the preparation, management and oversight of Medtronic's ... including periodic reports, current reports, proxy statements, Section 16 filings, securities offerings, and other related filings. This attorney will also provide… more
- Raymond James Financial, Inc. (Southfield, MI)
- …(FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) ... procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * Works to… more
- Truist (Richmond, VA)
- …peers. **QUALIFICATIONS** **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable ... in a financial institution with emphasis on risk management, audit, operations , process engineering or line of business specialty and/or equivalent education,… more
- TD Bank (New York, NY)
- …Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- SMBC (Jersey City, NJ)
- …encompassing training across SMBC Group's AD, inclusive of SMBC Group's banking operations , US and LATAM representative offices, Grand Cayman branch, Brazilian ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- TD Bank (New York, NY)
- …in support of business objectives. The Creative Services team supports TD Securities (TDS) across all our offices throughout North America, Europe, and Asia-Pacific. ... level. **Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may coach...expertise and/or input to projects / initiatives as a representative for area of specialization, and where necessary participates… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Senior -level officer and leading technical accounting subject matter expert responsible ... reporting issues to Executive officers, the Finance organization and other senior leaders. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Intermediate Associate Telesales Representative is a Client Service and Sales support...support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
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