- Truist (New York, NY)
- …as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** ... identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements… more
- TD Bank (New York, NY)
- …disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- Citigroup (San Antonio, TX)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Intermediate Associate Telesales Representative is a Client Service and Sales support...support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
- Thrivent Financial (Loveland, CO)
- …Jasperson, Wealth Advisor, the Financial Advisor and Lotem Sella, Director of Investment Operations This role is full-time and fully in-office out of Loveland, CO. ... that supports and reports to the Director of Investment Operations . + Produce portfolio analysis for current and prospective...to client inquiries. + Provide fund values and answer securities product related questions. + Help to gather and… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **Preferred Qualifications:** **The VP Operations TDS will provide operational support & leadership for Fixed… more
- Manulife (New York, NY)
- …1940 (the "RICs"). The RICs currently invest in privately originated middle market senior loans and US commercial mortgage real estate loans. Responsible for the ... offshore pooled investment vehicles investing in alternative credit, including asset-backed securities , investment grade and high yield corporate credit (including … more
- SMBC (Jersey City, NJ)
- …broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...+ Assist in the presentation of CRA results to senior 1LOD and 2LOD management, including an overview of… more
- Truist (New York, NY)
- …job description:** As part of the Capital Markets division within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the structuring team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue market and (ii)… more
- Citigroup (Tampa, FL)
- …the Global Business Solutions team is responsible for partnering with Operations , Business, Compliance and Technology in gathering, vetting, prioritizing and ... Description** The Tech Business Analysis Group Manager is a strategic senior management-level position responsible for liaising between business users and… more
- MUFG (Irving, TX)
- …this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in ... the new Global Financial Crimes Division Operations function, this position will be responsible for (1)...scenarios, which detect financial crime and (5) create statically representative samples to ensure that risk is not missed… more
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