- ADP (Dallas, TX)
- …processes financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job ... opportunities with other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry… more
- LTD Global (Fremont, CA)
- …services industry experience with a commercial, investment or private bank + Series 6 and 63 (or 66) securities licenses required. Series 7 preferred ... + Proven business development in partnership with centers of influence is a must + Very good understanding of local community needs and community involvement is required + Knowledge of credit products including residential mortgage products, home equity lines… more
- Raymond James Financial, Inc. (Memphis, TN)
- …office system. **Education** Bachelor's (Required) **Work Experience** General Experience - 6 to 10 years **Certifications** Securities Industry Essentials Exam ... (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- HUB International (Mclean, VA)
- …including scheduling reviews, assembling reports, and driving deliverables from meeting. **Qualifications:** + Securities licenses Series 6 , 7, 63, 65, or 66 ... HUB International employee engagement content. + Participation in HUB Camp quarterly series . + Revenue generation by cross-selling and converting clients to retail.… more
- Aegon Asset Management (Denver, CO)
- …advisers. Qualifications + High School education or GED equivalent required. + Willing to obtain Series 6 /63 Securities Licenses within 6 months hire. + ... Willing to obtain resident state Life Insurance License within 6 months hire. + Resourceful and well organized. +...individual performance & company objectives and is targeted at 6 % of base compensation. This job description is not… more
- State of Minnesota (St. Paul, MN)
- …to a variety of audiences. **You must also possess the ability to obtain FINRA Securities Industry Essentials, Series 6 and 63 licenses AND a Minnesota ... providing customer service in a call center environment. Possession of FINRA Series 6 and 63 Licenses. Possession of the Minnesota Life, Accident, and Health… more
- Raymond James Financial, Inc. (NJ)
- …or ability to obtain within 120 days (as required by FINRA), required (Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level registrations: ... Bachelor's: Business Administration, Bachelor's: Finance **Work Experience** General Experience - 6 to 10 years **Certifications** Securities Industry Essentials… more
- Raymond James Financial, Inc. (Los Angeles, CA)
- …state. **Education** Bachelor's (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - ... * Investment concepts, practices and procedures used in the securities industry. * Financial markets and products. * Human...that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 9 &… more
- Raymond James Financial, Inc. (VA)
- …Private Client Banking (PCB) products which includes Cash Solutions, Mortgage, Securities Based Lending (including Margin) and Tailored Lending. Responsible for PCB ... + Advanced principles, practices, concepts and procedures of cash solutions, securities based lending (including Margin), mortgages, and structured lending; banking… more
- Thrivent Financial (Charlotte, NC)
- …Qualifications + Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be insurance ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more