- TD Bank (New York, NY)
- …candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...in a fast-paced and high-pressured environment. + Ability to project confidence and professionalism in dealings with senior… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- JPMorgan Chase (New York, NY)
- …partnering with global stakeholders to execute business requirements. As a Business Manager within Securities Services, you will support Americas Securities ... sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and stakeholders in Product,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $75,000 - $85,000 USD TD is committed to providing fair ... for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide… more
- TD Bank (New York, NY)
- …products, including fixed income credit, rates, and equities, and experience with Securities and Commodities laws, rules, and regulations as they pertain to US ... broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise and...Office + Ability to lead, plan, implement and evaluate program/ project activities to ensure completion of audit + Ability… more
- TD Bank (New York, NY)
- …decisions in a fast-paced and high pressured environment. + Ability to project confidence and professionalism in dealings with senior business personnel. ... programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures… more
- MUFG (Jersey City, NJ)
- …team will provide more details. **Job Overview:** Reports to the TDO Program Manager . As Project Manager , responsible for managing specific efforts ... project leadership and management skills, preferably as a project manager or consultant + Experience leading...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Insight Global (Los Angeles, CA)
- …priorities, business plans and objectives * Provides a proactive interface between project stakeholders and senior management team to ensure complete and ... gathering *Technical documentation experience *Principles of banking and finance and securities industry operations *Business planning and analysis * Project … more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $175,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** TD Securities Treasury Solutions provides treasury management products to US/Canadian public companies… more
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