- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...education **Desired Qualifications:** + 5+ years of experience in Wealth & Investment Management Operations + 3+… more
- Regions Bank (Hoover, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Wealth Management Middle Office Specialist provides back office support for the ... pending trades to allow for the timely settlement of securities trades by SEI + Administers bond payments and...Office products and programs This position is on the Wealth Management Middle Office Corporate Trust Operations … more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Income Specialist - Wealth Operations or Senior level job and contemplates a ... of this job is to monitor and post all domestic and foreign securities related dividends, interest, and principal pay-down payments to the Commerce Trust Company… more
- KeyBank (Brooklyn, OH)
- … securities /investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... Individuals in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory… more
- TD Bank (Exton, PA)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...by the Asset Management Group for both Institutional and Wealth Management Clients. These fees comprise a large portion… more
- S&P Global (New York, NY)
- …and provide first-class service. **Responsibilities and Impact:** The Strategic Product Specialist is the key product person covering Securities Finance ... (EAP) team is composed of subject matter experts in Securities Lending, equities and fixed income, ETF's and index...experience. Our team collaborates closely with our Product, Sales, Operations , and Business Development teams to ensure we exceed… more
- TD Bank (White Plains, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- Wells Fargo (St. Louis, MO)
- …Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required. +… more
- Wells Fargo (Minneapolis, MN)
- …Supervisory Control Specialist to join our team within Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more about ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required * This role… more
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