- Aston Carter (Bellevue, WA)
- (Job Description) The Client Service Associate will assume responsibility for key aspects that support client -facing and operational functions of our wealth ... management group. The Client Service Associate will strive to support...annual Required Minimum Distributions from IRA accounts (Qualifications) + Series 65 License + 1-2+ years of… more
- Robert Half Finance & Accounting (Moorestown, NJ)
- …members + Ensure strict adherence to compliance regulations within the company + Utilize Series 65 skills in managing client portfolios + Implement wealth ... building strong relationships and driving financial success? Join our client 's dynamic team as a Relationship Manager, where you'll...3+ years' financial services experience required + Series 66 or 65 + Excellent computer… more
- Raymond James Financial, Inc. (Richmond, VA)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Diploma or equivalent and five (5) years of financial services industry service experience, or an equivalent...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Diploma or equivalent and five (5) years of financial services industry service experience. * OR ~...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (St. Louis, MO)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA… more
- Raymond James Financial, Inc. (San Francisco, CA)
- …**Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment Adv ... Diploma or equivalent and five (5) years of financial services industry service experience. * OR ~...be applied. * Series 7 required. * Series 63, 65 and/or 66 as required… more
- Raymond James Financial, Inc. (Shreveport, LA)
- …**Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment Adv ... Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic...be applied. * Series 7 required. * Series 63, 65 and/or 66 as required… more
- Bank of America (Los Angeles, CA)
- …Plans. The PWCRM partners closely with advisor teams to deliver a branded client service model focusing on digital solutions and enterprise capabilities. ... responsibilities include, but are not limited to:** + Ensuring client service expectations are met and exceeded...Series 7 AND Series 66 (or Series 63 AND Series 65 ),… more
- The Walt Disney Company (Burbank, CA)
- …Bachelor's Degree Minimum 3 years relevant Financial Services experience FINRA Series 7 FINRA Series 63 (N/A if FINRA 65 is met) FINRA Series 65 ... Wealth Advisors with accumulated AUM totaling $100 million or more. The Executive Client Service Associate is responsible for performing in this role effectively… more
- Bank of America (Houston, TX)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partner closely with advisor teams to deliver a branded client service model focusing on digital solutions...Series 7 AND Series 66 (or Series 63 AND Series 65 ),… more
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