• Consumer Investments - Investment Specialist…

    Bank of America (Fort Worth, TX)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
    Bank of America (07/15/25)
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  • National Financial Solutions Advisor I (Lincoln,…

    Bank of America (Lincoln, RI)
    National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
    Bank of America (07/09/25)
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  • Service Associate (Remote) - Series

    Raymond James Financial, Inc. (UT)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... by state. **Education** High School (HS) **Work Experience** General Experience - 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) -… more
    Raymond James Financial, Inc. (07/03/25)
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  • Licensed Compliance Support Representative…

    TEKsystems (Fort Mill, SC)
    …collaborative team culture with accessible support and resources. Required Qualifications + Series 7 license is required for this role (active/inactive, expired ... feedback to help you grow in your career. + Support & Development: Encouragement to pursue additional licensing (eg, Series 66, 24, or 9/10). + Team Environment: A… more
    TEKsystems (07/11/25)
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  • Branch Compliance Analyst (Hybrid) Willing…

    Equitable (Milwaukee, WI)
    …**Qualifications** **Required Qualifications** + 1 Years experience in Compliance roles + FINRA Series 7 , 65 or 66 registrations + FINRA Series ... Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** :...Annuity and Investment/ Advisory Products **Preferred Qualifications** + FINRA Series 51 preferred + Ability to make sound business… more
    Equitable (05/15/25)
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  • Senior Branch Operations Manager (Savannah, GA)…

    Raymond James Financial, Inc. (Savannah, GA)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. **Education** Bachelor's (Required) **Work Experience** Manager Experience - 3 to 6 years **Certifications** s10 - General… more
    Raymond James Financial, Inc. (06/06/25)
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  • Capital Markets Managing Director I-Sales (IC)(F)

    PNC (Chicago, IL)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series more
    PNC (06/11/25)
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  • Capital Markets ESOP Director - Str/Org (IC) (F)

    PNC (Chicago, IL)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series more
    PNC (04/28/25)
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  • Capital Markets Managing Director Public Finance…

    PNC (Austin, TX)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series more
    PNC (05/02/25)
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  • Wealth Group Executive - SVP

    Citigroup (Queens, NY)
    …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... Series 66); Series 9 + Series 10 (or Series 24, Series 4, and Series 53) + Must meet ALL US FINRA Registration requirement within 150 days of hire… more
    Citigroup (07/11/25)
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