- Fidelity (Covington, KY)
- …to become a FINRA (Registered Representative by studying for and obtaining your SIE, Series 7 , and 63 licenses, all fully sponsored by Fidelity. This includes ... and Skills You Bring Aptitude and dedication to complete the FINRA SIE , Series 7 Top Off and Series 63 exams through our industry-leading licensing program.… more
- Associated Bank - Corp (Green Bay, WI)
- …Finance, or equivalent experience 2+ years brokerage/securities operations experience with supervisory responsibilities Series 7 , Series 63 (or 66), and ... Series 24 licenses Series 99 license (if required based on role scope)...Finance 5+ years brokerage/securities operations experience with supervisory responsibilities Series 53 and Series 4 licenses Why… more
- Farmers National Bank of Canfield (Beachwood, OH)
- …EXPERIENCE: Bachelor's Degree in Business (Finance preferred) Must have Life, Accident & Health license, Series 7 , and Series 66 Minimum of one (1) year ... Education Bachelors of Business Administration (required) Licenses & Certifications Series 63 License (preferred) Series 7 License (preferred) Series 6… more
- TEKsystems (Scottsdale, AZ)
- …such as health/dental/vision/401k matching, as well as licensing reimbursement for obtaining Series 7 /63 licensing down the road. *Prior investment and/or ... Preferred Qualifications: * Candidates who have the SIE Certificate Candidates with a Series 7 or Series 63 * Experience with systems such as Salesforce… more
- WesBanco Bank Inc. (Toledo, OH)
- …attorneys in fact, executors, administrators and others to transact business on client's behalf required. Series 7 Required Series 63 & 65 or 66 Required ... Series 24 or ability to obtain series 24 within 90 days of employment required Series 4 and 53 are not required but preferred. (Option to obtain within 180… more
- WesBanco Bank Inc. (Bowie, MD)
- …attorneys in fact, executors, administrators and others to transact business on client's behalf required. Series 7 Required Series 63 & 65 or 66 Required ... Series 24 or ability to obtain series 24 within 90 days of employment required Series 4 and 53 are not required but preferred. (Option to obtain within 180… more
- Civista Bank (Sandusky, OH)
- …loan applications and process loan documents; sell investment products and provide financial advice ( Series 7 and Series 63 licenses preferred), or refer ... Banking or equivalent work experience; additional training provided by financial institution. Series 7 registered representative and Series 63 brokerage… more
- Usaa (Tampa, FL)
- …model. Experience with Virtual Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job entry. Current ... and/or attainment within 90 days of job entry. What sets you apart: Current FINRA Series 7 . Current FINRA Series 63 and/or attainment within 90 days of job… more
- WesBanco Bank Inc. (Wheeling, WV)
- …industry. Experience and knowledge as compliance officer for both Broker/Dealer and Registered Investment Advisor. Series 7 Series 63 & 65 or 66 Series ... 24 or Series 9/10 - Must be obtained within 90 days of start date. State Insurance licensed Job Description SUMMARY: Responsible for conducting reviews and performing regulatory monitoring as required under Written Supervisory Procedures to assess the… more
- WesBanco Bank Inc. (Bowie, MD)
- …industry. Experience and knowledge as compliance officer for both Broker/Dealer and Registered Investment Advisor. Series 7 Series 63 & 65 or 66 Series ... 24 or Series 9/10 - Must be obtained within 90 days of start date. State Insurance licensed Job Description SUMMARY: Responsible for conducting reviews and performing regulatory monitoring as required under Written Supervisory Procedures to assess the… more
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