- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **To proceed with your application, you must be at least 18 ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
- TEKsystems (Benbrook, TX)
- Must have Series 7 , Series 63, and Series 24 licenses Description Applying detailed industry/product knowledge and functional expertise, a Licensed ... Investment Operations Representative will: Processing various account update including money movements and operations request for managed, brokerage, and direct at fund accounts. Resolve and respond to advisor/client inquiries Research complex issues Focus on… more
- Bank of America (Chandler, AZ)
- Life Services Financial Solutions Advisor ( Series 7 & 66 required) Chandler, Arizona **To proceed with your application, you must be at least 18 years of age.** ... of internal and regulatory policies, procedures, and processes **Required Qualifications:** + Series 7 , and 66 or equivalent (required) + Minimum of 1-2+ years… more
- Bank of America (Chandler, AZ)
- Small Business National Financial Solutions Advisor ( Series 7 and 66 Required) Chandler, Arizona **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Small-Business-National-Financial-Solutions-Advisor-- Series - 7 -and-66-Required-\_25035269) **Job Description:** At Bank of America,… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- PNC (Chicago, IL)
- …This position is a vertical within the national footprint. License requirements: FINRA SIE and Series 7 , 63, & 79 or the ability to achieve these licenses within ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- PNC (Strongsville, OH)
- …communication skills, an eye for process improvements and attention to detail. Licenses required: SIE, Series 79, Series 7 , and 63 within 120 days of ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- PNC (San Antonio, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
- PNC (Winston Salem, NC)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
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