- Bank of America (Fort Worth, TX)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **To proceed with your application, you must be at least 18 years ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
- Raymond James Financial, Inc. (UT)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... by state. **Education** High School (HS) **Work Experience** General Experience - 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) -… more
- TEKsystems (Fort Mill, SC)
- …collaborative team culture with accessible support and resources. Required Qualifications + Series 7 license is required for this role (active/inactive, expired ... feedback to help you grow in your career. + Support & Development: Encouragement to pursue additional licensing (eg, Series 66, 24, or 9/10). + Team Environment: A… more
- Equitable (Milwaukee, WI)
- …**Qualifications** **Required Qualifications** + 1 Years experience in Compliance roles + FINRA Series 7 , 65 or 66 registrations + FINRA Series ... Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** :...Annuity and Investment/ Advisory Products **Preferred Qualifications** + FINRA Series 51 preferred + Ability to make sound business… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. **Education** Bachelor's (Required) **Work Experience** Manager Experience - 3 to 6 years **Certifications** s10 - General… more
- PNC (Chicago, IL)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
- PNC (Chicago, IL)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
- PNC (Austin, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
- Citigroup (Queens, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... Series 66); Series 9 + Series 10 (or Series 24, Series 4, and Series 53) + Must meet ALL US FINRA Registration requirement within 150 days of hire… more
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