• Cross-disciplinary Controls Lead Analyst - C13

    Citigroup (San Antonio, TX)
    …business applications preferred + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and ... Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education** **:** Bachelor's/University degree or equivalent… more
    Citigroup (05/02/25)
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  • Client Workflow Supervision Supervisory Principal

    Citigroup (San Antonio, TX)
    …process improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and ... Series 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent… more
    Citigroup (04/04/25)
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  • Vice President, Advisor Transitions | St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Professional ( Series 99) without passing the examination.)_ + _Ability to obtain Series 7 License or other FINRA Licenses (as required)._ **Education** ... obtain within 120 days (as required by FINRA),_ **required** + _(Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level registrations: … more
    Raymond James Financial, Inc. (02/11/25)
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  • Vice President, Branch Manager - New York, NY…

    Charles Schwab (New York, NY)
    …may be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 ... be obtained within a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a 90-day condition of employment) +… more
    Charles Schwab (05/04/25)
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  • Branch Service Advisor | 8am-5pm | Financial…

    Raymond James Financial, Inc. (Memphis, TN)
    …(prior to start) _provided that an exemption or grandfathering cannot be applied._ * ** Series 7 License ** **required,** _or ability to obtain within six ... (6) months._ * ** Series 63 (or 66) License ** **required** , _or ability to obtain within six (6) months._ **Education** High School (HS) (Required) **Work… more
    Raymond James Financial, Inc. (05/07/25)
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  • VP, Assistant Branch Manager

    Charles Schwab (The Woodlands, TX)
    …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) + Since… more
    Charles Schwab (05/08/25)
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  • VP, Assistant Branch Manager - Private Wealth…

    Charles Schwab (Westlake, TX)
    …Required Qualifications: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required + A valid and active Series 9/10 (8) license required (may be obtained within a 90-day condition of employment) + A… more
    Charles Schwab (05/07/25)
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  • Senior Manager, Advisor Services Business…

    Charles Schwab (Westlake, TX)
    …and lead tracking systems + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license + A valid and active Series 66 ... (63/65) license + A valid and active Series 9/10 (8) license required (may be obtained within a 90-day condition of employment) **Preferred Qualifications:**… more
    Charles Schwab (05/07/25)
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  • Investment Consultant

    Charles Schwab (Walnut Creek, CA)
    …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
    Charles Schwab (05/08/25)
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  • VP, Senior Wealth Consultant - Ultra High Net…

    Charles Schwab (Orlando, FL)
    …Professional designations/certifications (eg, CFP, CFA, MBA, CHFC, CPWA) preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA ... Series 66 (63/65) license required + Active & valid Life & Health...may be obtained within 90 days of employment) + 7 + years financial services industry experience Pursuant to SAFE… more
    Charles Schwab (04/30/25)
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